Execuspeak Dictionary™, Special Note to the Financial Services community

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Special Note to the Financial Services community

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http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/eb90d5a7a7
Dear Friends and Fans in the Financial Services Industry:

Many of you have heard me speak about -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/fb7154f997 ExecuSpeak Dictionary. It is the foundation for my business. The
book has gotten great reviews.

The Executive Director of the Society of American Business Editors
and Writers (SABEW is the professional association of those at the
Wall Street Journal, TheStreet.com, CNBC, etc.) said:

“ExecuSpeak Dictionary simplifies complicated subjects.”
Warren Watson, Executive Director, SABEW

Some investors, bankers, financial advisors, and commercial bankers
have purchased copies for themselves or family members. While
speaking about purchasing the books as client or Private Label gifts,
the issue of compliance has been brought up as a concern. So I’ve
done a little homework on your behalf.

What follows is my understanding of the compliance rules associated
with Gifts or FINRA Rule 3220 (which replaced FINRA Rule 3060 in
2008):
Gifts to clients are limited to no more than $100 per year. -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/fa2739ba96 ExecuSpeak Dictionary and/or ExecuSpeak Dictionary’s -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/98f349b651 Business English for Investors would be considered in the same
category of “gift” as a fruit basket, baseball tickets, or a copy of
Chicken Soup for the Investor’s Soul (made up that title, don’t know
if it exists). If you want to give -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/788d744734 ExecuSpeak Dictionary or ExecuSpeak Dictionary’s -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/baef1f890d Business English for Investors to your clients then you should be
within compliance when you give your gift under the following
conditions: Your financial service company’s name is not imprinted
anywhere on the book (so no “private label”); It is legal and
acceptable to paperclip your card with a note on company notepaper
for your client: The note needs to read something akin to “thought
you’d enjoy this book” or “this book might be of interest to you,”
The language should clearly represent a sentiment but not an
endorsement or implication that your Financial Services firm has
recommended the book; It is legal and acceptable to insert company
information or promotional materials between the pages. Enough
with the Legalese… ExecuSpeak Dictionary -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/6a74f26e72 makes a great gift. When you get to the Amazon.com page, scroll
down to read the reviews. Confirm my claim that your gift will be
kept and appreciated. OK - I’ll cut and paste the highlights for
you:
” -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/668f3488d3/ie=UTF8&ASIN=1435768558&nodeID=283155&store=books I recommend it to my undergraduate business students. -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/04ad3ce38f/ie=UTF8&ASIN=1435768558&nodeID=283155&store=books ” ” -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/e3a867a891/ie=UTF8&ASIN=1435768558&nodeID=283155&store=books Here are easy to understand definitions of offtimes complex business
terms that clear the fog for every reader. -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/155f752f4f/ie=UTF8&ASIN=1435768558&nodeID=283155&store=books “
” -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/86cd122b6c/ie=UTF8&ASIN=1435768558&nodeID=283155&store=books While it’s such an obviously critical reference book that ought to be
on every corporate shelf, it can also be used as a good source of
leadership stimulation. -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/7d000f494b/ie=UTF8&ASIN=1435768558&nodeID=283155&store=books “

I’ll contact you again in October when you’re thinking about end of
year holiday gifts.

Thanks,

Carol

Save 20% by ordering paperbooks from this link -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/05345445f6 before July 27. Use coupon code SILVER.

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http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/4226a6ac97

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What You Need to Know…

Purchasing options:

The Requisite Disclaimer:
Please recognize that I am not an attorney and cannot provide legal
advice or counsel. Of course you’ll confirm these details with your
own people. But I just couldn’t let your concerns go unnoticed and
unanswered. Here’s an idea: Purchase 2 copies now -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/dbadba3452 and give one to your compliance person for review.

Gift Ideas: If there’s a student in your life then ExecuSpeak
Dictionary -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/7610d35635 is a great back-to-school gift for right now -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/e8f58a83d1 . -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/ffdf0435ce Entrepreneurs need to know the language of business. Show your
support by purchasing a copy -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/5575636d66 for your favorite small business or start-up. ExecuSpeak
Dictionary’s Business English for Technology & Social Media -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/10459a4faa might help your parents to better understand your children.
ExecuSpeak Dictionary’s Business English for Dealmakers -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/0e17f7c092 is a good choice for your colleagues from overseas.

Save 20% by ordering paperbooks from this link -
http://cts.vresp.com/c/?SCOREPhila/fc1c99a316/960ab26fe6/9ed4caac45 before July 27. Use coupon code SILVER.

Contact Information: carol@execuspeakdictionary.com